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Compliance Senior Associate- Quality Assurance

Company: JPMorgan Chase & Co.
Location: Newark
Posted on: November 16, 2021

Job Description:

Reviewing trading reports and seeking exceptions related to Market Misconduct, Sales Practice, and Customer Suitability related Compliance Issues. - Performing thorough investigations and escalating possible violations of rules, regulations and proce Senior, Compliance, Associate, Quality Assurance, Technology, Banking

Keywords: JPMorgan Chase & Co., Newark , Compliance Senior Associate- Quality Assurance, Other , Newark, Delaware

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