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Compliance Analyst Intermediate (3-6 years)

Company: The Judge Group
Location: Newark
Posted on: January 3, 2022

Job Description:

Location: Newark, DE Description: Our client is currently seeking a Compliance Analyst Intermediate (3-6 years) Job Tittle: Compliance Analyst Intermediate Location- Newark, DE 19713 Duration: 6+ -month Job Description: - Sourcing appropriate background documents for FINRA registration and/or insurance licensing from employees and managers - Maintaining and tracking documentation - Coordination with Insurance and Securities Regulators to process onboarding and amendments on a timely basis - Monitoring operational processing controls - Ensuring regulatory requirements are met by the employee Responsible for the coordination and completion of all government, regulatory, and compliance documents for all business units in an organization. Familiar with standard concepts, practices, and procedures within a particular field. Relies on limited experience and judgment to plan and accomplish goals. Performs a variety of tasks. May lead and direct the work of others.

Contact: This job and many more are available through The Judge Group. Find us on the web at

Keywords: The Judge Group, Newark , Compliance Analyst Intermediate (3-6 years), Professions , Newark, Delaware

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